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Cathay Securities (Hong Kong) Limited

國泰證券(香港)有限公司
CE APO491Licensed Corporation
Date of licence (SFO)
2007-11-27
Register as of
2026-07-21
Last indexed
2026-07-22 04:05 UTC
Official SFC record

Cathay Securities (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number APO491). First licensed on 2007-11-27. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2007-11-27
RA 4Advising on Securities就證券提供意見2007-11-27

HKEX Participantships (4)

China Connect Clearing Participant #B01848 China Connect Exchange Participant #01848 HKSCC Clearing Participant #B01848 SEHK Participant #01848

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (2)

CE No.NameChinese
ABM100LAM Kai Wing, Kevin林繼榮
BGH475CHEN Chi-wu陳計伍

Representatives (9)

CE No.NameChinese
AWI434KUNG Hwei Kuok龔惠国
BDU278KWAN Pak Him關柏謙
BGB337SHU Liangfeng舒良峰
BII903LI Yuan Hong李沅鴻
BKN190CHONG Wing Hong張穎康
BOP561CHANG Cheng Yu張承祐
BQQ694LI Gengshuo李耕碩
BUY859YANG Huai Yu楊懷昱
BYE792ZHANG YU張鈺

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/APO491