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KUNG Hwei Kuok

龔惠国
CE AWI434Licensed IndividualSFO licence active
Official SFC record

KUNG Hwei Kuok (CE number AWI434) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCathay Securities (Hong Kong) Limited
國泰證券(香港)有限公司

Licence Record (7)

2016-10-11 – present Current
Cathay Securities (Hong Kong) Limited Rep
RA 1 RA 4
2024-08-15 – 2026-01-13
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1 RA 4
2013-07-31 – 2015-12-16
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2 RA 4
2013-07-31 – 2013-08-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1
2010-12-06 – 2012-05-14
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2010-11-22 – 2012-05-14
Morgan Stanley Asia Limited Rep
RA 1
2010-11-22 – 2010-12-06
Morgan Stanley Hong Kong Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWI434