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WONG Arthur Chi To

黃志滔
CE ANK679Licensed IndividualSFO licence active
Official SFC record

WONG Arthur Chi To (CE number ANK679) is an individual licensed by the Hong Kong SFC. First licensed on 2006-05-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLiquidnet Asia Limited
利貫交易網亞洲有限公司

Licence Record (6)

2019-03-21 – present Current
Liquidnet Asia Limited Rep
RA 1 RA 7
2017-10-06 – 2019-03-01
Deutsche Securities Asia Limited Rep
RA 1
2014-05-12 – 2017-09-29
CGS International Securities Hong Kong Limited Rep
RA 1
2008-09-17 – 2014-04-30
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1
2006-07-20 – 2008-09-15
UOB Kay Hian Futures (Hong Kong) Limited Rep
RA 2
2006-05-23 – 2008-09-15
UOB Kay Hian (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANK679