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LEUNG Kin Ling, Karen

梁健鈴
CE APS510Licensed IndividualSFO licence active
Official SFC record

LEUNG Kin Ling, Karen (CE number APS510) is an individual licensed by the Hong Kong SFC. First licensed on 2007-10-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLiquidnet Asia Limited
利貫交易網亞洲有限公司

Licence Record (3)

2014-07-07 – present Current
Liquidnet Asia Limited Rep
RA 1 RA 7
2007-10-08 – 2014-04-07
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5
2007-10-08 – 2009-06-16
J.P. Morgan Securities (Far East) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APS510