Standard Chartered Bank (Hong Kong) Limited is a Hong Kong SFC registered institution (CE number AJI614). First licensed on 2004-05-31. Its SFC licence is currently active. It is licensed for 6 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-05-31 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2020-10-23 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-05-31 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2020-10-23 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2004-05-31 |
| RA 9 | Asset Management | 提供資產管理 | 2008-06-24 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| ACO908 | TUNG Peter Tze-Chung | 童致中 |
| ADX809 | LEUNG Ka Fai, Fred | 梁家輝 |
| AED739 | WAN Kenny | 尹建銘 |
| AHC689 | LAM King Wai, Daniel | 林景蔚 |
| ANQ119 | CHOE Steven Kent | |
| ANQ703 | CHENG Tsz Fung, Raymond | 鄭子豐 |
| AOV135 | WONG Pak Ling | 黃柏寧 |
| APO467 | FENG Siguo | 馮思果 |
| AUV738 | CHER Jonathan Yves Louis William | |
| AVR907 | WONG Clara | 王靜怡 |
| AWO081 | DING Shuang | 丁爽 |
| AZS012 | LAKHWANI Amit | |
| BAZ781 | CHENG Gary | 鄭嘉堯 |
| BDJ959 | YIM Sau King David | 嚴守敬 |
| BDV513 | HAI Sin Man Estella | 奚倩雯 |
| BIX020 | THANG Kai Chi, John | 曾繼志 |
| BJT873 | AU Kin Shan | 歐健珊 |
| BLP011 | LIU Jie | 劉潔 |
| BNG644 | MA Sui Ki | 馬瑞琪 |
| BNT885 | LI Tze Tsun Craig | 李子駿 |
| BOT911 | WU Chi Lam | 胡志霖 |
| BQV926 | CHEUNG MING FAI | 張銘輝 |
| BQV929 | WONG Lai Sum | 黃麗心 |
| BSM098 | HUI CHUN KIT | 許俊傑 |
| BSX741 | Ho Man Chun Alson | 何文俊 |
| BSZ812 | Gao Ying | 高穎 |
| BTX803 | Leung Sun Yu | 梁新宇 |
| BTX832 | YEUNG Siu Luen Wendy | 楊少鸞 |
| BVS858 | Ke Bingwen | 柯炳文 |
| BVU600 | Leow Jinn Yiun | |
| BVU601 | Chou Han-Yin | 周菡茵 |
| BWO208 | NG Hoi Yan | 吳凱欣 |
| BXG126 | Tsang Tin Lun | |
| BXQ778 | LAM Chi Wai | 林子威 |
| BXY719 | WANG Man Hon Sidney | 王文瀚 |