Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHENG Tsz Fung, Raymond

鄭子豐
CE ANQ703Licensed IndividualExecutive OfficerNo active licence
Official SFC record

CHENG Tsz Fung, Raymond (CE number ANQ703) is an individual licensed by the Hong Kong SFC. First licensed on 2006-07-13. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerStandard Chartered Bank (Hong Kong) Limited
渣打銀行(香港)有限公司

Licence Record (5)

2011-12-16 – 2017-05-26
BOCOM International Securities Limited RO
RA 4
2011-09-15 – 2017-05-26
BOCOM International Securities Limited Rep
RA 1 RA 4
2010-10-27 – 2011-06-30
BOCI Research Limited RO
RA 4
2010-07-13 – 2010-10-27
BOCI Research Limited Rep
RA 4
2006-07-13 – 2010-06-18
Mirae Asset Global Investments (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANQ703