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CHOE Steven Kent

CE ANQ119Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

CHOE Steven Kent (CE number ANQ119) is an individual licensed by the Hong Kong SFC. First licensed on 2006-07-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerStandard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Executive OfficerStandard Chartered Bank (Hong Kong) Limited
渣打銀行(香港)有限公司

Licence Record (4)

2012-12-17 – present Current
Standard Chartered Securities (Hong Kong) Limited RO
RA 2 RA 5
2017-09-05 – 2018-08-03
Standard Chartered Securities (Hong Kong) Limited Rep
RA 2 RA 5
2006-07-06 – 2011-07-22
Citigroup Global Markets Asia Limited Rep
RA 1
2006-07-06 – 2011-07-22
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANQ119