Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHER Jonathan Yves Louis William

CE AUV738Licensed IndividualExecutive OfficerNo active licence
Official SFC record

CHER Jonathan Yves Louis William (CE number AUV738) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-10. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerStandard Chartered Bank (Hong Kong) Limited
渣打銀行(香港)有限公司

Licence Record (3)

2016-10-11 – 2017-06-24
Goldman Sachs (Asia) Securities Limited Rep
RA 2
2010-03-10 – 2017-06-24
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2010-03-10 – 2016-10-10
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUV738