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THANG Kai Chi, John

曾繼志
CE BIX020Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

THANG Kai Chi, John (CE number BIX020) is an individual licensed by the Hong Kong SFC. First licensed on 2023-07-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerStandard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Executive OfficerStandard Chartered Bank (Hong Kong) Limited
渣打銀行(香港)有限公司

Licence Record (2)

2023-09-12 – present Current
Standard Chartered Securities (Hong Kong) Limited RO
RA 1 RA 2 RA 4 RA 5
2023-07-26 – 2023-09-12
Standard Chartered Securities (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIX020