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LIU Jie

劉潔
CE BLP011Licensed IndividualExecutive OfficerNo active licence
Official SFC record

LIU Jie (CE number BLP011) is an individual licensed by the Hong Kong SFC. First licensed on 2018-04-18. Their SFC licence is currently not active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerStandard Chartered Bank (Hong Kong) Limited
渣打銀行(香港)有限公司

Licence Record (1)

2018-04-18 – 2021-03-08
Standard Chartered Securities (Hong Kong) Limited Rep
RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLP011