Schroder Investment Management (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number ACJ591). First licensed on 2003-08-08. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2003-08-08 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2003-08-08 |
| RA 9 | Asset Management | 提供資產管理 | 2003-08-08 |
| CE No. | Name | Chinese |
|---|---|---|
| ABR702 | PIDDEN Andrew Frederick Peter | |
| ACS196 | LAW Yuet Yee, Clara | 羅月兒 |
| ADA869 | LO Wai Leung | 盧偉良 |
| AEG451 | LAM Yuen Ngar, Ginie | 林宛雅 |
| ANE767 | PANG Matthew Man Yat | 彭文逸 |
| APM142 | KIM Seung Ju | 金升柱 |
| ASU040 | GUO Wei | 郭煒 |
| AWH550 | MCDOUGALL Alexander Henry | |
| AXX240 | KONDO Keiko | 近藤敬子 |
| AXY698 | YU Hsueh-yu | 于學宇 |
| BBT472 | HUANG Guan | 黃冠 |
| BTK852 | MIRCHANDANI Gopi Bhagu |
| CE No. | Name | Chinese |
|---|---|---|
| ACI102 | PARBROOK Robin Stewart | |
| ACS196 | LAW Yuet Yee, Clara | 羅月兒 |
| ADE163 | HUDSON Toby Walpole | |
| AEE248 | LIU Wai Keung | 廖偉強 |
| AEI384 | KAM Stephen Cheuk Hang | 甘卓亨 |
| AEX263 | WONG Ngar Men, Amelia | 黃雅雯 |
| AEY549 | LEE Man Kit | 李文傑 |
| AFF231 | TSE Pui Kwan | 謝佩坤 |
| AFI432 | LEE Shuk Tak, Elaine | 李淑德 |
| AFN231 | CHAN Ka Mei | 陳家美 |
| AFY007 | HUI Pui Yu | 許佩如 |
| AGI233 | LAM Vivienne Wai Yie | 林惠儀 |
| AGL365 | LEE Yuk Kuen | 李玉娟 |
| AGL970 | BHATIA Manish | |
| AGN573 | LUONG Jay C. | 梁競之 |
| ALH735 | MA Suk Ying | 馬淑英 |
| ALO587 | CHEUNG Sai Wa | 張世華 |
| ANE767 | PANG Matthew Man Yat | 彭文逸 |
| ANH153 | CHOW Charles | 周灼健 |
| ANT780 | LEE King Fuei | |
| AOV656 | CHAN Wing Sze, Vanessa | 陳永詩 |
| APC577 | ANG Chow Yang | |
| AQD961 | CHIU Sze Miu | 招詩苗 |
| AQQ143 | ZHENG Chong | 鄭冲 |
| AQZ588 | LAM Yuen Ling, Elaine | 林宛玲 |
| ATV436 | PENG Yuyu | 彭煜宇 |
| AWJ230 | LIU Han-Chih | 劉翰芷 |
| AWP270 | YIM Christopher Seeching | 嚴司政 |
| AWR716 | PUN Kar Kiu, Jose | 潘加翹 |
| AWY306 | MAN Derek Tak-lai | 文德禮 |
| AWZ179 | CHEUNG Ching Bo | 張靖寶 |
| AXN051 | NG Peng Fong (Huang Bingfeng) | |
| AXV439 | CHAN Ho Hin, Matthew | 陳皥軒 |
| AYC741 | FU Yi | 符怡 |
| AYJ251 | MENG Yuanyuan | 孟圓圓 |
| AYR769 | LEE Miu Chi | 利妙芝 |
| AZZ102 | NG Ying Min Grace | 吳穎敏 |
| BAA255 | CHEN Jiangying | 陳江穎 |
| BBT472 | HUANG Guan | 黃冠 |
| BCW950 | FAN James Chi Jing | 范致貞 |
| BDL442 | NG Yan Ting | 吳胤婷 |
| BER817 | TANG Mervyn Hoy Chun Joseph | 鄧鎧俊 |
| BFE570 | LI Priscilla Mankei | 李敏琪 |
| BGC216 | GAO Ya | 高雅 |
| BGE139 | LAI Kok Yuen | 黎覺圓 |
| BGT840 | JI Meihui | 紀美惠 |
| BIC191 | GAO Xiang | 高翔 |
| BLJ187 | YANG Jeonghoon | 楊禎訓 |
| BNU231 | ENDER Rainer Markus | |
| BOB123 | CHOW Wing Yan | 周詠恩 |
| BOM466 | QIAN Jun | 錢軍 |
| BOM496 | LI Xiao Yu | 李晓宇 |
| BON574 | NG Yat Hin | 吳日軒 |
| BOT985 | ZHAO Yundi | 趙芸笛 |
| BPY613 | CHEUNG Pui Ying | 張佩瑩 |
| BQW712 | SIU Chit Fai | 蕭捷輝 |
| BRF687 | LO Tsz Ying Joey | 盧芷盈 |
| BRI974 | TSUI Chee Cheung | 徐梓翔 |
| BRO432 | CHEN Wencan | 陳文燦 |
| BRR184 | CHOI Wai Man Ida | 蔡慧敏 |
| BRS202 | TSANG Wing Chi | 曾穎芝 |
| BST614 | HUANG Ge | |
| BSV010 | LIU Shiyun | 刘诗云 |
| BSV011 | PINHEIRO PEREIRA DE MOURA Jose Pedro | |
| BTL162 | LEUNG Kwan Wai | 梁鈞瑋 |
| BTN068 | CHU Gary Chun Hung | 朱峻鴻 |
| BUK652 | GHOSH Swagato Sourya | |
| BUX811 | CHAM Yin Hung | 湛燕虹 |
| BUZ457 | CHUA Ming Chian | |
| BVF684 | WONG Kwan Ho | 王君豪 |
| BVI301 | SUEN Yuet Ping | 孫月萍 |
| BVI765 | LIM Kah Hwi, Joyce | |
| BWF624 | LAM Yat Hong Colin | 林逸康 |
| BXJ757 | PENG Jiayin | 彭嘉茵 |
| BXN514 | LAU Lai In Candy | 柳勵賢 |
| BXR283 | MOK Yoon Su | |
| BYB192 | FUNG Ka Man | 馮嘉雯 |