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LI Xiao Yu

李晓宇
CE BOM496Licensed IndividualSFO licence active
Official SFC record

LI Xiao Yu (CE number BOM496) is an individual licensed by the Hong Kong SFC. First licensed on 2019-07-17. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSchroder Investment Management (Hong Kong) Limited

Licence Record (2)

2021-12-06 – present Current
Schroder Investment Management (Hong Kong) Limited Rep
RA 4
2019-07-17 – 2021-11-19
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOM496