Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

PENG Yuyu

彭煜宇
CE ATV436Licensed IndividualSFO licence active
Official SFC record

PENG Yuyu (CE number ATV436) is an individual licensed by the Hong Kong SFC. First licensed on 2009-11-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSchroder Investment Management (Hong Kong) Limited

Licence Record (6)

2024-08-16 – present Current
Schroder Investment Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2019-03-07 – 2024-08-15
DWS Investments Hong Kong Limited RO
RA 1 RA 4 RA 9
2018-09-24 – 2019-03-07
DWS Investments Hong Kong Limited Rep
RA 1 RA 4 RA 9
2017-09-11 – 2018-09-21
Asia Climate Partners Hong Kong Limited Rep
RA 1 RA 4
2012-01-31 – 2014-10-10
Oaktree Capital (Hong Kong) Limited Rep
RA 1 RA 4
2009-11-05 – 2011-12-14
Rothschild & Co Hong Kong Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATV436