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Rothschild & Co Hong Kong Limited

羅斯柴爾德恩可香港有限公司
CE AAI852Licensed Corporation
Date of licence (SFO)
2005-04-27
Register as of
2026-07-23
Last indexed
2026-07-23 18:05 UTC
Official SFC record

Rothschild & Co Hong Kong Limited is a Hong Kong SFC licensed corporation (CE number AAI852). First licensed on 2005-04-27. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2005-04-27
RA 4Advising on Securities就證券提供意見2005-04-27
RA 6Advising on Corporate Finance就機構融資提供意見2005-04-27

Responsible Officers (4)

CE No.NameChinese
ALP924CHEUNG Yu Ting張宇婷
APL679YAN Qiangsheng顏強生
AWL692WRIGHT Finlay Francis Harry
AXR837TSE Tak Wai謝德偉

Representatives (13)

CE No.NameChinese
ALP924CHEUNG Yu Ting張宇婷
AWL692WRIGHT Finlay Francis Harry
BGB030SUN Xiangmei孫向梅
BGE771YEUNG Yan Ho楊恩浩
BGG014PENG Junyao彭君瑤
BMS666SONG Jiawei宋嘉瑋
BRO969LEUNG Wai Hung梁惠紅
BRP227WANG Ju王巨
BSG315SIU Tsun Wai蕭浚尉
BTO745GREGOR Calum Iain
BTR258ZHU Xi朱茜
BTR850YIXIAO XIE謝一笑
BXN381SUN Jiayue孙嘉悦

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AAI852