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YIXIAO XIE

謝一笑
CE BTR850Licensed IndividualSFO licence active
Official SFC record

YIXIAO XIE (CE number BTR850) is an individual licensed by the Hong Kong SFC. First licensed on 2023-05-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRothschild & Co Hong Kong Limited
羅斯柴爾德恩可香港有限公司

Licence Record (1)

2023-05-11 – present Current
Rothschild & Co Hong Kong Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTR850