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Oaktree Capital (Hong Kong) Limited

CE AMV287Licensed Corporation
Date of licence (SFO)
2006-07-12
Register as of
2026-07-22
Last indexed
2026-07-23 07:05 UTC
Official SFC record

Oaktree Capital (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AMV287). First licensed on 2006-07-12. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2007-01-19
RA 4Advising on Securities就證券提供意見2006-07-12
RA 9Asset Management提供資產管理2006-07-12

Responsible Officers (3)

CE No.NameChinese
APJ994LI Zhengyi李正逸
BPX565WARDROP-SZILAGYI Allan Clement Simpson
BQB535CARROLL III Francis Joseph

Representatives (17)

CE No.NameChinese
AFZ404CHANG I-To Edward張一多
AQW591CHAO Hanting巢瀚婷
ASP037HO Samantha Beverly何詩慧
AZR574HAN Feng韓峰
BCZ930FREEMAN Tracy Taray
BEA682WU Benjamin烏嘉駿
BIZ311AU Shuk Yan區淑炘
BNM173BLEHAUT Gabriel Rong Yun高榮雲
BOS807PANG Tsz Wai彭梓維
BOU749KIM Jin Soo金辰洙
BPT365LEE Woohyun
BQA898LI Xinwei李馨瑋
BSF352LEE Hou Chee Janet李巧慈
BTV522CHAN Yuen Yu陳沅妤
BUR141YANG Sensen楊森森
BWN562O'SULLIVAN James Anthony
BWS218JOUBERT Philippe

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AMV287