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CHAO Hanting

巢瀚婷
CE AQW591Licensed IndividualSFO licence active
Official SFC record

CHAO Hanting (CE number AQW591) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeOaktree Capital (Hong Kong) Limited

Licence Record (4)

2011-07-05 – present Current
Oaktree Capital (Hong Kong) Limited Rep
RA 1
2019-06-05 – 2024-11-28
Oaktree Capital (Hong Kong) Limited RO
RA 1
2008-04-21 – 2008-11-21
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6
2008-04-21 – 2008-11-21
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQW591