Brookfield Advisors (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number BHX724). First licensed on 2017-01-04. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2017-01-04 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2017-01-04 |
| CE No. | Name | Chinese |
|---|---|---|
| BBT505 | ZHU Yanlin | 朱彥霖 |
| BGK896 | WANG Haocheng | 王皓丞 |
| BIN065 | YANG Qi | 楊起 |
| CE No. | Name | Chinese |
|---|---|---|
| ANZ787 | LEE Man Kuen, Mandy | 李敏娟 |
| AQW591 | CHAO Hanting | 巢瀚婷 |
| ASP037 | HO Samantha Beverly | 何詩慧 |
| ATD521 | HALL Jeremy George | |
| BBL046 | TAI Kwan Tat | 戴君達 |
| BCZ930 | FREEMAN Tracy Taray | |
| BEX942 | LI Xiate | 李夏特 |
| BHH373 | XU Michael Jia | 許嘉 |
| BNI600 | HUI Tsz Chun | 許子進 |
| BOC423 | LAU Yiu Ki | 劉耀棋 |
| BOS590 | YIP Wai Fung, Andy | 葉偉峯 |
| BOS807 | PANG Tsz Wai | 彭梓維 |
| BOU749 | KIM Jin Soo | 金辰洙 |
| BPT365 | LEE Woohyun | |
| BQA898 | LI Xinwei | 李馨瑋 |
| BRH874 | HU Li Na | |
| BRV944 | LONG James H | |
| BSQ403 | LI Chun Mo | 李俊武 |
| BTW746 | LEVI David William | |
| BWS218 | JOUBERT Philippe |