YICK Wai Sze, Vicky

易煒思

CE AKX961Licensed IndividualSFO licence active

YICK Wai Sze, Vicky (CE number AKX961) is an individual licensed by the Hong Kong SFC. First licensed on 2004-07-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Brookfield Advisors (Hong Kong) Limited

Licence Record (12)

2024-06-17 – 2025-09-12

Partners Group (Hong Kong) Private Limited RO

RA 1

2020-08-18 – 2023-02-28

American Century Investment Management (Asia Pacific) Limited RO

RA 1 RA 4

2019-11-01 – 2020-08-18

American Century Investment Management (Asia Pacific) Limited Rep

RA 1 RA 4

2019-06-28 – 2019-09-27

Value Partners Hong Kong Limited RO

RA 1 RA 4 RA 9

2019-06-28 – 2019-09-27

Value Partners Limited RO

RA 1 RA 4 RA 9

2019-06-28 – 2019-09-27

Sensible Asset Management Hong Kong Limited RO

RA 4 RA 9

2019-06-28 – 2019-09-27

Sensible Asset Management Limited RO

RA 4 RA 9

2019-06-28 – 2019-09-27

Value Partners Private Equity Limited RO

RA 4 RA 9

2010-03-22 – 2019-09-27

Value Partners Hong Kong Limited Rep

RA 4 RA 5 RA 9

2010-03-16 – 2019-09-27

Value Partners Limited Rep

RA 1 RA 4 RA 5 RA 9

2008-11-28 – 2009-12-08

Paribas Asia Equity Limited (trading as Paribas) Rep

RA 1

2004-07-15 – 2008-02-05

Goldman Sachs (Asia) L.L.C. Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKX961