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LAU Yiu Ki

劉耀棋
CE BOC423Licensed IndividualSFO licence active
Official SFC record

LAU Yiu Ki (CE number BOC423) is an individual licensed by the Hong Kong SFC. First licensed on 2019-02-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBrookfield Advisors (Hong Kong) Limited

Licence Record (2)

2026-02-12 – present Current
Brookfield Advisors (Hong Kong) Limited Rep
RA 1 RA 4
2019-02-14 – 2026-01-30
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOC423