Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WARDROP-SZILAGYI Allan Clement Simpson

CE BPX565Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WARDROP-SZILAGYI Allan Clement Simpson (CE number BPX565) is an individual licensed by the Hong Kong SFC. First licensed on 2020-08-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerOaktree Capital (Hong Kong) Limited

Licence Record (2)

2024-01-10 – present Current
Oaktree Capital (Hong Kong) Limited RO
RA 1 RA 4
2020-08-14 – 2024-01-10
Oaktree Capital (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPX565