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YIM Christopher Seeching

嚴司政
CE AWP270Licensed IndividualSFO licence active
Official SFC record

YIM Christopher Seeching (CE number AWP270) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-05. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSchroder Investment Management (Hong Kong) Limited

Licence Record (3)

2021-07-14 – present Current
Schroder Investment Management (Hong Kong) Limited Rep
RA 4
2015-09-07 – 2021-06-06
BOCOM International Securities Limited Rep
RA 4
2011-01-05 – 2015-08-23
Mizuho Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWP270