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MAN Derek Tak-lai

文德禮
CE AWY306Licensed IndividualSFO licence active
Official SFC record

MAN Derek Tak-lai (CE number AWY306) is an individual licensed by the Hong Kong SFC. First licensed on 2011-03-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSchroder Investment Management (Hong Kong) Limited

Licence Record (4)

2021-06-15 – present Current
Schroder Investment Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2019-01-01 – 2021-05-14
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep
RA 1 RA 4 RA 9
2016-08-01 – 2018-12-31
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 4 RA 9
2011-03-08 – 2016-06-24
State Street Global Advisors Asia Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWY306