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MCDOUGALL Alexander Henry

CE AWH550Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MCDOUGALL Alexander Henry (CE number AWH550) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSchroder Investment Management (Hong Kong) Limited

Licence Record (4)

2019-07-15 – present Current
Schroder Investment Management (Hong Kong) Limited RO
RA 1 RA 4 RA 9
2019-05-20 – 2019-07-15
Schroder Investment Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2012-11-28 – 2013-02-18
BlackRock Asset Management North Asia Limited Rep
RA 1 RA 4 RA 9
2010-11-18 – 2013-02-18
BlackRock (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWH550