BNP Paribas is a Hong Kong SFC registered institution (CE number AAF564). First licensed on 2005-08-09. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management), Type 13 (Depositary services).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-08-09 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-08-09 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2005-08-09 |
| RA 9 | Asset Management | 提供資產管理 | 2016-09-22 |
| RA 13 | Providing Depositary Services for Relevant CISs | 為相關集體投資計劃提供存管服務 | 2024-10-02 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| ABX165 | LEUNG Pak Hon, Hugo | 梁柏瀚 |
| AGN575 | CHAN Lap Man | 陳立民 |
| AHI302 | YANG Paul | 楊伯豪 |
| AHN285 | CHAN Gabriel Raeburn | 陳偉邦 |
| AIB127 | WANG Ren | 汪韌 |
| AJJ586 | LEE Hok Lymn Lemuel | 李學林 |
| AMG970 | WONG Yan | 王欣 |
| ANG870 | AGARWAL Manoj Kumar | |
| AOA851 | DAOUD Anil Laurent | |
| AOU413 | SILVER Nicholas Eugene | |
| ASE355 | LAW Tak Shing Dickson | |
| ATW114 | THIBAULT Emmanuel, Marie, Philippe, Daniel | |
| AUS617 | RITZ Stephane Marcel Marie Bernard | |
| AXR268 | LEE Boon Leng | 李文龍 |
| AZN606 | HSE Mo Yin | 許慕賢 |
| BPK481 | SINGH Mohit | |
| BQG441 | POSTEL-VINAY Alexis Jacques Y.M. | |
| BQV574 | VENKATESH Krishnan | |
| BRN911 | MCCAPPIN Brian | |
| BRY539 | LUNN Angela | |
| BTL352 | GARNIER Charles-edouard Marie-pierre | |
| BUK472 | BELLIER SYLVAIN MICHEL | |
| BVN004 | LY Laure Helene | |
| BVO097 | UHLEN Benoit Michel Eric | |
| BXH669 | LAMBERT Christophe Frederic | |
| BYD978 | CERISIER Christophe Nicolas P. |