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LEE Hok Lymn Lemuel

李學林
CE AJJ586Licensed IndividualExecutive OfficerNo active licence
Official SFC record

LEE Hok Lymn Lemuel (CE number AJJ586) is an individual licensed by the Hong Kong SFC. First licensed on 2004-01-13. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerBNP Paribas
法國巴黎銀行

Licence Record (4)

2014-02-07 – 2016-06-30
J.P. Morgan Broking (Hong Kong) Limited RO
RA 1 RA 2 RA 5
2008-06-05 – 2014-02-07
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5
2005-04-22 – 2009-11-23
Bear Stearns Asia Limited Rep
RA 1 RA 2
2004-01-13 – 2005-03-09
Merrill Lynch (Asia Pacific) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJJ586