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WONG Yan

王欣
CE AMG970Licensed IndividualExecutive OfficerNo active licence
Official SFC record

WONG Yan (CE number AMG970) is an individual licensed by the Hong Kong SFC. First licensed on 2005-07-21. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerBNP Paribas
法國巴黎銀行

Licence Record (2)

2017-03-10 – 2024-05-31
BNP Paribas Securities (Asia) Limited Rep
RA 1
2005-07-21 – 2005-11-14
HSBC Securities (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMG970