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CHAN Lap Man

陳立民
CE AGN575Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

CHAN Lap Man (CE number AGN575) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Executive OfficerBNP Paribas
法國巴黎銀行

Licence Record (5)

2012-10-12 – present Current
BNP Paribas Securities (Asia) Limited RO
RA 1 RA 6
2008-12-08 – 2016-12-31
BNP Paribas Capital (Asia Pacific) Limited RO
RA 1 RA 6
2007-09-04 – 2012-10-12
BNP Paribas Securities (Asia) Limited Rep
RA 1
2007-09-04 – 2008-12-08
BNP Paribas Capital (Asia Pacific) Limited Rep
RA 1 RA 6
2003-04-01 – 2005-06-21
Fubon Capital (HK) Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGN575