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RITZ Stephane Marcel Marie Bernard

CE AUS617Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

RITZ Stephane Marcel Marie Bernard (CE number AUS617) is an individual licensed by the Hong Kong SFC. First licensed on 2010-02-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Executive OfficerBNP Paribas
法國巴黎銀行

Licence Record (6)

2011-09-06 – present Current
BNP Paribas Securities (Asia) Limited RO
RA 1 RA 2
2010-09-17 – 2011-12-30
Paribas Asia Equity Limited (trading as Paribas) RO
RA 1
2010-09-17 – 2011-12-30
BNP Paribas Futures (Hong Kong) Limited RO
RA 2
2010-02-18 – 2012-05-21
BNP Paribas Securities (Asia) Limited Rep
RA 1
2010-02-18 – 2010-09-17
Paribas Asia Equity Limited (trading as Paribas) Rep
RA 1
2010-02-18 – 2010-09-17
BNP Paribas Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUS617