Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LEUNG Pak Hon, Hugo

梁柏瀚
CE ABX165Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

LEUNG Pak Hon, Hugo (CE number ABX165) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Executive OfficerBNP Paribas
法國巴黎銀行

Licence Record (6)

2003-04-01 – present Current
BNP Paribas Securities (Asia) Limited RO
RA 1 RA 2 RA 4 RA 6 RA 7 RA 9
2010-08-10 – 2016-12-31
BNP Paribas Capital (Asia Pacific) Limited Rep
RA 1
2009-06-25 – 2011-12-30
Paribas Asia Equity Limited (trading as Paribas) RO
RA 1
2005-07-14 – 2011-12-30
BNP Paribas Futures (Hong Kong) Limited RO
RA 2
2004-12-03 – 2005-10-31
BNP Paribas Peregrine Futures Limited RO
RA 2
2003-04-01 – 2004-12-03
BNP Paribas Peregrine Futures Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABX165