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TAN Yi-ming, Darryl

陳意鳴
CE AUR864Licensed IndividualExecutive OfficerNo active licence
Official SFC record

TAN Yi-ming, Darryl (CE number AUR864) is an individual licensed by the Hong Kong SFC. First licensed on 2010-02-24. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
Executive OfficerJ.P. Morgan Securities (Asia Pacific) Limited
Executive OfficerJPMorgan Chase Bank, National Association

Licence Record (3)

2012-02-14 – 2019-06-12
Morgan Stanley Asia Limited Rep
RA 1
2012-02-14 – 2019-06-12
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2010-02-24 – 2011-11-01
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUR864