JPMorgan Chase Bank, National Association is a Hong Kong SFC registered institution (CE number AAL996). First licensed on 2006-10-23. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2006-10-23 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2006-10-23 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2006-10-23 |
| RA 9 | Asset Management | 提供資產管理 | 2006-10-23 |
| CE No. | Name | Chinese |
|---|---|---|
| ABP548 | KWANG Kam Shing | 關金星 |
| ACQ669 | LAU Pak Wai | 劉伯偉 |
| AFF887 | LEUNG Jenkin Ching Kei | 梁正己 |
| AGO384 | MALKANI Sanjeev Lalchand | |
| ALB745 | HUANG Peihao | 黃培皓 |
| AXR589 | BROADFIELD Simone | |
| AYR971 | CLAYTON Kerwin Patrick | |
| BEA777 | WONG Kar Fai Alan | 黃嘉輝 |
| BGA879 | CHIU Kelvin Ho Yin | 趙浩然 |
| BHF137 | KUI Florence | 居嘉敏 |
| BHF956 | IYER Bhasker | |
| BLG304 | TUDOR Harshika Chandrakant | |
| BLH245 | PAN Yinzhou | 潘寅舟 |
| BML889 | YIP Ping Hang | 葉秉恒 |
| BMY059 | MAK Yuen Kwan | 麥婉筠 |
| BNO678 | CHU Ho Cheong, Howard | |
| BON475 | UREN Paul Stephen James | |
| BQQ950 | LI Sing Ching, Sonia | 李聲清 |
| BRP658 | WONG Ming Wai, Stella | 黃明慧 |
| BRU791 | YEUNG Man Fung | 楊文峰 |
| BSW579 | VARGHESE Anish George | |
| BTK882 | LAU Ulysses | 劉君博 |
| BUY968 | HO Ernest Kai Yun | 何啟仁 |
| BVG155 | AGARWAL Madhur | |
| BWU690 | EGAN Matthew Lachlan | |
| BXL930 | HUANG Zifan | 黄子帆 |