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PAN Yinzhou

潘寅舟
CE BLH245Licensed IndividualExecutive OfficerNo active licence
Official SFC record

PAN Yinzhou (CE number BLH245) is an individual licensed by the Hong Kong SFC. First licensed on 2017-11-09. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Executive OfficerJ.P. Morgan Securities (Asia Pacific) Limited
Executive OfficerJPMorgan Chase Bank, National Association

Licence Record (1)

2017-11-09 – 2021-04-14
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLH245