J.P. Morgan Securities (Asia Pacific) Limited is a Hong Kong SFC registered institution (CE number AAJ321). First licensed on 2006-10-23. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2006-10-23 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2006-10-23 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2006-10-23 |
| RA 7 | Providing Automated Trading Services | 提供自動化交易服務 | 2006-10-23 |
| CE No. | Name | Chinese |
|---|---|---|
| ACQ669 | LAU Pak Wai | 劉伯偉 |
| ADR493 | CHAN Chi Ho, Ron | 陳志豪 |
| AEN687 | CHU Pak Ning, Patrick | 朱柏寧 |
| AFF887 | LEUNG Jenkin Ching Kei | 梁正己 |
| AGH168 | LAU Joseph Han Wai | 劉恆瑋 |
| AGO384 | MALKANI Sanjeev Lalchand | |
| AJH983 | LEE Tony Sai Kuen | 李世權 |
| AKJ235 | PLINER Jason Michael | |
| ALB745 | HUANG Peihao | 黃培皓 |
| AMO372 | LIAN Lian | 連漣 |
| AMP291 | LAU On Ching, Desmond | 劉安正 |
| ANM487 | LIM Soo Chong | 林思聰 |
| ANM987 | CHEAH Sim Ee | 謝心懿 |
| APA129 | STEARN Nicholas Antony | |
| APK238 | WEN Lihua | 溫麗華 |
| AYR971 | CLAYTON Kerwin Patrick | |
| BCK960 | MC KEOWN Darryl Patrick | |
| BEA777 | WONG Kar Fai Alan | 黃嘉輝 |
| BGQ175 | PERRING Sara Louise | |
| BHF956 | IYER Bhasker | |
| BHS917 | WILSON Duncan William Palmer | |
| BJK904 | LI Yu-yun | 李郁勻 |
| BLH245 | PAN Yinzhou | 潘寅舟 |
| BML889 | YIP Ping Hang | 葉秉恒 |
| BNO678 | CHU Ho Cheong, Howard | |
| BON475 | UREN Paul Stephen James | |
| BQE746 | ACKERMANN Thorsten Oliver | |
| BQQ950 | LI Sing Ching, Sonia | 李聲清 |
| BRP658 | WONG Ming Wai, Stella | 黃明慧 |
| BRU791 | YEUNG Man Fung | 楊文峰 |
| BSW579 | VARGHESE Anish George | |
| BVF307 | LEENART Sjoerd | |
| BVG155 | AGARWAL Madhur | |
| BWU690 | EGAN Matthew Lachlan | |
| BXL930 | HUANG Zifan | 黄子帆 |