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LI Yu-yun

李郁勻
CE BJK904Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

LI Yu-yun (CE number BJK904) is an individual licensed by the Hong Kong SFC. First licensed on 2019-06-26. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerJ.P. Morgan Broking (Hong Kong) Limited
Executive OfficerJ.P. Morgan Securities (Asia Pacific) Limited

Licence Record (2)

2024-02-08 – present Current
J.P. Morgan Broking (Hong Kong) Limited RO
RA 4
2019-06-26 – 2024-02-08
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJK904