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PLINER Jason Michael

CE AKJ235Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

PLINER Jason Michael (CE number AKJ235) is an individual licensed by the Hong Kong SFC. First licensed on 2004-04-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerJ.P. Morgan Broking (Hong Kong) Limited
Executive OfficerJ.P. Morgan Securities (Asia Pacific) Limited

Licence Record (5)

2022-03-08 – present Current
J.P. Morgan Broking (Hong Kong) Limited RO
RA 1 RA 2 RA 4 RA 5
2019-09-26 – 2022-03-08
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5
2008-05-16 – 2010-09-02
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2
2005-04-22 – 2019-06-25
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2004-04-22 – 2019-06-25
Merrill Lynch (Asia Pacific) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKJ235