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HO Ernest Kai Yun

何啟仁
CE BUY968Licensed IndividualExecutive OfficerNo active licence
Official SFC record

HO Ernest Kai Yun (CE number BUY968) is an individual licensed by the Hong Kong SFC. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerJPMorgan Chase Bank, National Association

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUY968