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KUI Florence

居嘉敏
CE BHF137Licensed IndividualExecutive OfficerNo active licence
Official SFC record

KUI Florence (CE number BHF137) is an individual licensed by the Hong Kong SFC. First licensed on 2016-03-23. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerJPMorgan Chase Bank, National Association

Licence Record (5)

2022-10-26 – 2024-05-23
Goldman Sachs Asset Management (Hong Kong) Limited RO
RA 1
2022-07-07 – 2022-10-26
Goldman Sachs Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2016-10-11 – 2022-07-21
Goldman Sachs (Asia) Securities Limited Rep
RA 2
2016-03-23 – 2022-07-21
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 4 RA 9
2016-03-23 – 2016-10-10
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHF137