Goldman Sachs Asset Management (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number BFK567). First licensed on 2016-06-24. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2016-06-24 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2016-06-24 |
| RA 9 | Asset Management | 提供資產管理 | 2016-06-24 |
| CE No. | Name | Chinese |
|---|---|---|
| AEO545 | LEE Ronald Suk Bae | 李碩培 |
| AKW845 | GAO Hui | 高卉 |
| ANX209 | LIN Tzong-Shyan | 林宗賢 |
| BEH954 | YUAN Aaron | 袁傳倫 |
| BFA280 | LAU Wai Yin, Alison | 劉慧賢 |
| BWK384 | SIEGEL Michael Howard |
| CE No. | Name | Chinese |
|---|---|---|
| AEA688 | PU Huiqun | 蒲慧群 |
| AFR066 | LEE Frankie Chun Wah | 李俊華 |
| ANQ024 | CHAN Yuk Bing | 陳玉冰 |
| ARH852 | WONG Chi Wai | 王子瑋 |
| ARO473 | HO Jia-Xun | 何佳珣 |
| AUM189 | SIU Shui Lin | 蕭水蓮 |
| AWC884 | LEE Gar Chung, Jason | 李家駿 |
| BBW930 | HOU Wei | 侯煒 |
| BCH562 | LIN Xiaohan | 林晓晗 |
| BEA590 | WANG Fanyue | 王梵粵 |
| BFW602 | KUO Anthony Chuanjie | 郭傳捷 |
| BFX531 | WEN Shuhan | 溫淑涵 |
| BGB441 | DENG Leonidas Zhiheng | 鄧智恆 |
| BGM144 | HSIEH Jiaru | 謝佳儒 |
| BJP468 | GAY Benny | 倪秉勵 |
| BKR701 | RUHEE Doorvasha | |
| BLK147 | GAN Sabrina Tsui Lyn | |
| BLL521 | CHUE Kit Min | 崔杰明 |
| BMQ117 | YOO Yong Jae | |
| BNE854 | GUPTA Sadhvi | |
| BNH170 | PANG Kun | 龐琨 |
| BNN170 | PANG-STOCKFORD Sonja Casey | 馮曉欣 |
| BNO998 | HSU Tsung En | 徐琮恩 |
| BNS662 | LEE Yee Hang Bosco | 李爾行 |
| BNU273 | SHAO Dongni | 邵冬妮 |
| BOC107 | KIM Seongjae | |
| BOC489 | KWOK Chun Yiu | 郭俊堯 |
| BOR748 | DENG Zhixing | 鄧智行 |
| BOT326 | OUYANG Di | 歐陽荻 |
| BPC710 | LEUNG Ka Wei | 梁嘉煒 |
| BPC718 | ZHANG Ruihang | 張瑞航 |
| BPD906 | LAM Hei Luen | 林希倫 |
| BPK825 | LI Mengqi | 李夢琪 |
| BPU784 | SHEK Ho Man Hubert | 石皓文 |
| BPY022 | ZHOU Yue | 周愊 |
| BQQ853 | CAI Yuanting | 蔡元廷 |
| BRF683 | HE Yan Fei | |
| BRP489 | PEAGAM David James | |
| BRR068 | WANG Zihan | 王子涵 |
| BRR955 | LIU Weiy-Hsiao | 劉威孝 |
| BRW747 | GU Han | 顧寒 |
| BSB978 | YUEN Man Long | 袁文朗 |
| BSB998 | TONG Adrian Sung Hay | 唐崇熙 |
| BSH145 | CHIU Chun Fai | 趙晉輝 |
| BSQ325 | ZHANG Zhou | 章舟 |
| BSQ687 | MAK Kit Yee | 麥潔儀 |
| BSR857 | TANG Hao | 唐昊 |
| BSU465 | ZHANG Chenyu | 張晨鈺 |
| BTC184 | ZHANG Yuvia Xiao-Wen | |
| BTN308 | RAY Dhanajit | |
| BTP509 | RHODES Michael David | |
| BTW548 | LEE Tsz Chung | 李子聰 |
| BUO523 | SU Rui | 蘇睿 |
| BUQ190 | KUSUNOKI Mayu | |
| BVG077 | HU Ruosi | 胡若思 |
| BVG219 | LI Yingjun | 李应君 |
| BVI932 | WONG Cheuk Kei | 黃綽祺 |
| BVO247 | LIU Zeyao | 劉澤堯 |
| BWB176 | SUN Ruohan | 孫若涵 |
| BWD014 | CHO Sung Jin | |
| BWF669 | LI Zongyun | 李宗運 |
| BWI300 | LEE Tsz Kiu | 李孜翹 |
| BWW144 | LYNCH Robert Kevin | |
| BWY783 | YAO Xiang | 姚翔 |
| BXU160 | HUNG Zen-Wai | 洪軔巍 |
| BXU802 | HASHIDA Hidemaru | |
| BYB496 | HAO Charlie Bojia | 郝博加 |
| BYG418 | JIN Tiange | 金天戈 |
| BYI690 | CHAN Pak Ho Paul | 陳柏豪 |
| BYJ218 | AU Ka Ming | 歐家明 |