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LEE Frankie Chun Wah

李俊華
CE AFR066Licensed IndividualSFO licence active
Official SFC record

LEE Frankie Chun Wah (CE number AFR066) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGoldman Sachs Asset Management (Hong Kong) Limited
高盛資產管理(香港)有限公司

Licence Record (7)

2022-11-29 – present Current
Goldman Sachs Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2016-09-07 – 2022-11-29
Goldman Sachs Asset Management (Hong Kong) Limited RO
RA 1 RA 4 RA 9
2011-08-25 – 2017-04-01
Goldman Sachs (Asia) L.L.C. RO
RA 1 RA 9
2010-12-16 – 2011-08-25
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 9
2005-09-28 – 2006-06-30
CLSA Limited Rep
RA 4
2004-07-02 – 2005-09-28
CLSA Research Limited Rep
RA 4
2003-04-01 – 2003-11-17
Lehman Brothers Asia Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFR066