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SIU Shui Lin

蕭水蓮
CE AUM189Licensed IndividualSFO licence active
Official SFC record

SIU Shui Lin (CE number AUM189) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGoldman Sachs Asset Management (Hong Kong) Limited
高盛資產管理(香港)有限公司

Licence Record (2)

2016-09-12 – present Current
Goldman Sachs Asset Management (Hong Kong) Limited Rep
RA 1 RA 9
2010-01-13 – 2017-04-01
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUM189