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DOU Yik Siu

屠益兆
CE BFD130Licensed IndividualSFO licence active
Official SFC record

DOU Yik Siu (CE number BFD130) is an individual licensed by the Hong Kong SFC. First licensed on 2015-03-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGoldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
RepresentativeGoldman Sachs Asset Management (Hong Kong) Limited
高盛資產管理(香港)有限公司

Licence Record (3)

2024-05-29 – present Current
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 4
2016-11-28 – 2018-08-21
Tianli Financial Limited Rep
RA 4 RA 9
2015-03-19 – 2016-02-26
NF Trinity Capital (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFD130