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LEE Ronald Suk Bae

李碩培
CE AEO545Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Ronald Suk Bae (CE number AEO545) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerGoldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Responsible OfficerGoldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Responsible OfficerGoldman Sachs Asset Management (Hong Kong) Limited
高盛資產管理(香港)有限公司

Licence Record (4)

2025-07-08 – present Current
Goldman Sachs Asset Management (Hong Kong) Limited RO
RA 1 RA 4
2017-12-13 – present Current
Goldman Sachs (Asia) Securities Limited RO
RA 2
2004-10-14 – present Current
Goldman Sachs (Asia) L.L.C. RO
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2004-10-14
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEO545