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HE Jia

賀佳
CE AOJ239Licensed IndividualSFO licence active
Official SFC record

HE Jia (CE number AOJ239) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLombard Odier (Hong Kong) Limited
瑞士隆奧(香港)有限公司

Licence Record (8)

2026-04-02 – present Current
Lombard Odier (Hong Kong) Limited Rep
RA 1 RA 4
2016-05-20 – 2021-03-30
Citigroup Global Markets Asia Limited Rep
RA 1
2015-11-11 – 2016-05-17
BOCOM International Securities Limited Rep
RA 1 RA 4
2014-03-13 – 2015-07-24
Oppenheimer Investments Asia Limited Rep
RA 1 RA 4
2011-01-13 – 2013-01-15
Morgan Stanley Asia Limited Rep
RA 1 RA 4
2010-08-03 – 2010-10-14
Mizuho Securities Asia Limited Rep
RA 4
2009-12-03 – 2010-06-28
MainFirst Securities Hong Kong Limited Rep
RA 4
2007-01-08 – 2008-10-22
UBS Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOJ239