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WONG Lai, Sarah

黃勵
CE ANR234Licensed IndividualSFO licence active
Official SFC record

WONG Lai, Sarah (CE number ANR234) is an individual licensed by the Hong Kong SFC. First licensed on 2006-07-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSilver Nile Global Investments Limited
銀豐環球投資有限公司

Licence Record (8)

2024-04-17 – present Current
Silver Nile Global Investments Limited Rep
RA 4 RA 6
2023-03-03 – 2023-09-11
Transpac Capital Limited Rep
RA 4 RA 6
2022-07-12 – 2022-10-20
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2022-07-12 – 2022-10-20
Guotai Junan Capital Limited RO
RA 6
2021-11-05 – 2022-07-12
Guotai Junan Capital Limited Rep
RA 6
2009-10-30 – 2012-01-19
BOCI Asset Management Limited Rep
RA 4
2006-07-18 – 2021-08-13
BOCI Asia Limited Rep
RA 1 RA 6
2006-07-18 – 2021-08-13
BOCI Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANR234