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ZHAO Tian

趙恬
CE ANR067Licensed IndividualExecutive OfficerSFO licence active
Official SFC record

ZHAO Tian (CE number ANR067) is an individual licensed by the Hong Kong SFC. First licensed on 2006-07-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Executive OfficerNatixis
RepresentativeNatixis Asia Limited

Licence Record (10)

2020-01-07 – present Current
Natixis Asia Limited Rep
RA 1 RA 4
2018-03-02 – 2019-03-31
China Everbright Capital Limited RO
RA 1 RA 6
2017-03-17 – 2018-03-02
China Everbright Capital Limited Rep
RA 1 RA 6
2015-10-27 – 2016-01-21
Barclays Capital Asia Limited Rep
RA 1 RA 6
2014-04-28 – 2015-02-27
CGS International Securities Hong Kong Limited RO
RA 6
2012-07-03 – 2015-02-27
CGS International Securities Hong Kong Limited Rep
RA 1 RA 6
2010-01-22 – 2012-06-30
RBS Asia Corporate Finance Limited Rep
RA 1 RA 6
2008-08-14 – 2008-12-02
Macquarie Capital Limited Rep
RA 1 RA 6
2008-08-14 – 2008-12-02
Macquarie Corporate (Hong Kong) Limited Rep
RA 6
2006-07-24 – 2006-08-11
Morgan Stanley Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANR067