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Natixis

CE AGJ912Registered Institution
Date of registration
2012-01-12
Register as of
2026-07-22
Last indexed
2026-07-23 08:05 UTC
Official SFC record

Natixis is a Hong Kong SFC registered institution (CE number AGJ912). First licensed on 2012-01-12. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2012-01-12
RA 2Dealing in Futures Contracts期貨合約交易2012-01-12
RA 4Advising on Securities就證券提供意見2012-01-12
RA 5Advising on Futures Contracts就期貨合約提供意見2012-01-12
RA 6Advising on Corporate Finance就機構融資提供意見2017-02-20

Executive Officers (7)

CE No.NameChinese
ANR067ZHAO Tian趙恬
AOA108CLOT Jacques-Louis Henri
AST870NARAIN Raghavendra
AXN202HA THUC Viet-Linh
BFS899LASJUNIES Aurelien Matthieu
BIB332LE SAINT Bruno Stephane Jean Marie
BIJ387WONG Ah Lok黃阿樂

HKMA Securities Staff

Source: HKMA Register of Securities Staff of AIs (separate from the SFC register).

Current Securities Staff (123)

Past Staff (280)

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AGJ912