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LEUNG Hon Ki

梁漢旗
CE AGN288Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEUNG Hon Ki (CE number AGN288) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSPDB International Capital Limited
浦銀國際融資有限公司

Licence Record (16)

2022-01-25 – present Current
SPDB International Capital Limited RO
RA 1 RA 6
2021-06-02 – 2022-01-25
SPDB International Capital Limited Rep
RA 1 RA 6
2019-01-18 – 2021-04-30
Silk Road International Capital Limited RO
RA 1 RA 4 RA 6
2018-09-27 – 2019-01-18
Silk Road International Capital Limited Rep
RA 1 RA 4 RA 6
2015-04-23 – 2018-08-30
CLSA Limited RO
RA 1
2015-04-23 – 2018-08-30
CITIC Securities (Hong Kong) Limited RO
RA 4 RA 6
2012-09-21 – 2016-01-01
CITIC Securities Corporate Finance (HK) Limited RO
RA 1 RA 4 RA 6
2012-07-04 – 2012-09-21
CITIC Securities Corporate Finance (HK) Limited Rep
RA 1 RA 4 RA 6
2010-06-28 – 2012-07-03
CCB International Capital Limited RO
RA 6
2009-08-28 – 2012-07-03
CCB International Capital Limited Rep
RA 1 RA 6
2009-05-22 – 2009-07-22
Central China International Capital Limited RO
RA 6
2009-05-12 – 2009-05-22
Central China International Capital Limited Rep
RA 6
2006-12-28 – 2009-05-08
Nomura International (Hong Kong) Limited RO
RA 6
2006-10-27 – 2009-05-08
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2004-10-08 – 2006-10-13
BOCI Asia Limited Rep
RA 6
2003-04-01 – 2004-09-28
Core Pacific-Yamaichi Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGN288