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PANG Wai Yuen, Marvin

彭偉源
CE AAI320Licensed IndividualSFO licence active
Official SFC record

PANG Wai Yuen, Marvin (CE number AAI320) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCNI Global Capital Limited
中國北方環球資本有限公司
RepresentativeCNI Securities Group Limited
中國北方證券集團有限公司

Licence Record (14)

2025-02-24 – present Current
CNI Securities Group Limited Rep
RA 1
2025-02-24 – present Current
CNI Global Capital Limited Rep
RA 6
2019-03-29 – 2021-11-25
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 6
2019-01-25 – 2021-11-25
Shenwan Hongyuan Securities (H.K.) Limited RO
RA 1
2018-08-13 – 2019-01-25
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2018-08-13 – 2021-11-25
Shenwan Hongyuan Futures (H.K.) Limited Rep
RA 2
2016-11-30 – 2018-01-05
Central China International Capital Limited RO
RA 1
2016-04-19 – 2018-01-05
Central China International Capital Limited Rep
RA 1 RA 6
2012-08-14 – 2014-09-22
Itau Asia Securities Limited RO
RA 1
2005-10-10 – 2008-03-25
BOCI Securities Limited Rep
RA 1 RA 2
2005-10-10 – 2008-03-25
BOCI Commodities & Futures Limited Rep
RA 2
2003-04-01 – 2005-09-27
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2005-09-27
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2005-09-27
Core Pacific-Yamaichi Futures (H.K.) Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAI320