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CNI Securities Group Limited

中國北方證券集團有限公司
CE ATM582Licensed Corporation
Date of licence (SFO)
2009-12-15
Register as of
2026-07-21
Last indexed
2026-07-22 05:05 UTC
Official SFC record

CNI Securities Group Limited is a Hong Kong SFC licensed corporation (CE number ATM582). First licensed on 2009-12-15. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2009-12-15
RA 2Dealing in Futures Contracts期貨合約交易2011-06-28
RA 4Advising on Securities就證券提供意見2014-05-13

HKEX Participantships (4)

China Connect Clearing Participant #B01886 China Connect Exchange Participant #01886 HKSCC Clearing Participant #B01886 SEHK Participant #01886

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (3)

CE No.NameChinese
AAV692CHAU Chung Yin, Samiel周中彥
AEO855YU Shui Sang, Bernard余瑞生
APX218BAO Quan包全

Representatives (9)

CE No.NameChinese
AAI320PANG Wai Yuen, Marvin彭偉源
AAJ578FOX Robin Jonathan Gibbs
ABT234YOUNGBLOOD Mark Leland
AFC647TAM Ping Yee譚秉義
ANC084OR Lee Sa柯莉莎
BJY470KOO Siu Kong顧兆光
BPE725HUANG Yudong黃玉棟
BUG463CHEN Chen陳晨
BXP673LAM Mei Lin林美蓮

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/ATM582